Many clients need a targeted, cost-effective alternative to a full, broad-scale financial statement audit. An Agreed-Upon Procedures (AUP) engagement provides precise, objective verification on specific financial matters, structured entirely around your unique concerns and operational requirements.
With extensive experience in attestation standards, Dr. Folberg designs customized testing procedures that fit your circumstances perfectly in both timing and scope. Because you define the exact parameters, services are delivered efficiently and deliberately—focusing strictly on fact-finding and delivering concrete, unbiased results.
How an AUP Engagement Protects and Verifies
Rather than evaluating an entire corporation's financial statements, an AUP engagement allows you to isolate and audit specific accounts, transactions, or operational processes. This surgical focus delivers independent, unambiguous findings that can be directly submitted to lenders, regulatory bodies, or legal counsel.
Common examples of specialized AUP engagements include:
Litigation Support & Family Law: Tracing, substantiating, and documenting self-employed income, business valuations, or asset distributions in divorce and civil proceedings.
Regulatory & Grant Compliance: Testing and verifying specific payroll or operational expenditures to meet strict accountability guidelines required by government or private grant agencies.
Targeted Internal Investigations: Inspecting and analyzing specific accounts or transaction histories to uncover, document, and quantify localized fraud, embezzlement, or internal control overrides.
Deliverables and Outcomes
At the conclusion of the engagement, Dr. Folberg issues a formal, independent report. This comprehensive document outlines the exact procedures performed and the detailed, objective findings discovered. It provides the definitive data you, your attorneys, or your stakeholders need to make informed decisions or satisfy external oversight.
Take the Next Step
When you need verified facts regarding a specific financial issue, you don't need to incur the disruption or expense of a comprehensive audit. Dr. Folberg combines technical mastery with an analytical, pragmatic approach, ensuring your specified parameters are tested with total precision.
Get the objective clarity your situation demands. Schedule your initial discovery call today to explore how a targeted Agreed-Upon Procedures engagement can deliver the precise facts you need.